Eaton Vance Corp has released information concerning the regulatory status of proposed "portfolio-protected" active exchange-traded fund (ETF) structures that, if approved, could be competitive with the firm’s new NextShares funds.
Tim Thornton, Chief Data Officer, Mitsubishi UFJ Fund Services, says fund managers could face regulatory sanctions over EMIR…
Tim Thornton, Chief Data Officer at Mitsubishi UFJ Fund Services, comments on the December 31 FATCA deadline…
F-Squared Investments has agreed to pay USD35 million and admit wrongdoing to settle SEC charges that it defrauded investors through false performance advertising about its flagship product.
Arnaud Claudon, head of depositary banking, BNP Paribas Securities Services, says AIFMD will bring ‘greater stability’ to European alternatives market…
In response to a 10 per cent tax liability imposed by Egypt on dividends and capital gains from investments in Egyptian issuers, Market Vectors Egypt Index ETF (EGPT) and Market Vectors Africa Index ETF (AFK) will begin accruing for such tax.
The Financial Conduct Authority (FCA) penalised British firms a total of GBP506.94m (USD770m) in 2013, according to research from Kinetic Partners.
The exponential growth of Big Data will trigger a sharp rise in UK financial services firms being investigated, and potentially fined, by regulators, according to Data-as-a-Service provider Anomaly42.
James Roberts (pictured), Audit partner at BDO, welcomes The Financial Reporting Council’s (FRC) announcement of a programme of work to promote clear and concise reporting from which investors can draw conclusions about a company’s performance, position and prospects…
Jersey is to host a high level conference organised jointly by the US Securities and Exchange Commission (SEC) and the Jersey Financial Services Commission.