Ben Phillips (pictured), CIO of EventShares has commented on the partial rollback of some of the provisions to Dodd-Frank making its way to President Trump's desk after passing in the House yesterday.
Legal & Regulation
ETF Express reported news of the launch of the Breakwave Dry Bulk Shipping ETF (NYSE ARCA: BDRY) in March. This is the first and only freight futures ETP focusing exclusively on dry bulk shipping.
Hector McNeil, Co-CEO and founder of HANetf has written a comment piece claiming that MiFID II takes away the US’ edge in ETFs.
ETF white label firm HANetf has appointed A&L Goodbody, the Irish corporate law firm, to provide legal, regulatory and taxation advice to HANetf and its on-platform clients.
Since winning the best domestic clients team award in Wealth Adviser’s 2017 awards, WHIreland has seen assets under management grow to GBP3.1 billion.
Linda Gibson, Director of Regulatory Change and Compliance Risk, BNY Mellon’s Pershing on teh challenge and opportunities of MiFID II…
With the enforcement of MiFID II on 3 January 2018, EEX and Powernext will transfer their non-MTF offering for power and natural gas into Organised Trading Facilities (OTFs).
Bobby Johal, Managing Consultant, at Cordium, responds to the European Commission’s announcement that it has started work on the review of the AIFMD…
For managers who may already be using an onshore Delaware LLC, they now have the opportunity to use a Bermuda LLC as an offshore vehicle. This follows the formal introduction of the Limited Liability Company Act 2016 (LLC Act), which was passed in the Senate in July 2016 and became operative on 1 October, 2016.
Bermuda's financial regulator, the Bermuda Monetary Authority, takes a risk-based approach to regulating and supervising the entities for which it is responsible, including investment funds, investment providers, fund administrators, trust companies, insurers and banks.