Senior Managers Regime

Date: 
Tuesday, December 12, 2017 - 09:00
for: 
1 Day
event city: 
Location: 

In March 2016 the first tranche of Senior Managers Regime came into force and the FCA has confirmed that the financial institutions will be subject to compliance by March 2018 as a replacement of the current Approved Persons regime.

Attending this one day course will give you an overview of what the regulator requires of senior managers and what this means to the firm as a whole. Learn about key considerations and actions, what needs to be done and the responsibilities to be adopted by those of significant influence within your firm.

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Senior Managers Regime

Date: 
Friday, October 13, 2017 - 09:00
for: 
1 Day
event city: 
Location: 

In March 2016 the first tranche of Senior Managers Regime came into force and the FCA has confirmed that the financial institutions will be subject to compliance by March 2018 as a replacement of the current Approved Persons regime.

Attending this one day course will give you an overview of what the regulator requires of senior managers and what this means to the firm as a whole. Learn about key considerations and actions, what needs to be done and the responsibilities to be adopted by those of significant influence within your firm.

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EMIR

Date: 
Friday, September 15, 2017 - 09:00
for: 
1 Day
event city: 
Location: 

EMIR is significantly shaping the derivatives’ world and affects risk management, counterparty risk – including central counterparties – clearing, collateralisation and reporting and introduces a number of complex issues and creates challenges and risks on one side and opportunities on the other side for all market participants, mainly banks, asset managers and other financial services firms, i.e. custody and financial advisors.
 
During this highly practical 1 day course you will have a chance to learn about the key elements of the new regulation as well as opportunities and challenges that come with it. You will also be able to identify the relevant issues for your organisation and how EMIR can impact your business. 

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CASS – Managing Client Money and Assets

Date: 
Wednesday, December 6, 2017 - 09:00
for: 
1 Day
event city: 
Location: 

 
This very practical 1 day course conducted by an expert with over 20 years of experience within the sector will provide a thorough overview of the CASS regulation, its scope and requirements and prepare participants to effectively comply with it. You will learn about the principles of clients' money and asset protection, how to segregate and hold funds and keep records. You will also learn about the reporting requirements and how to set up all the processes and operations in order to stay compliant.

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CASS – Managing Client Money and Assets

Date: 
Wednesday, October 4, 2017 - 09:00
for: 
1 Day
event city: 
Location: 

This very practical 1 day course conducted by an expert with over 20 years of experience within the sector will provide a thorough overview of the CASS regulation, its scope and requirements and prepare participants to effectively comply with it. You will learn about the principles of clients' money and asset protection, how to segregate and hold funds and keep records. You will also learn about the reporting requirements and how to set up all the processes and operations in order to stay compliant.

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UCITS and AIFMD London 2017

Date: 
Tue, 2017-09-26 08:30
for: 
2 Days
event city: 
Location: 

Attend UCITS & AIFMD London 2017 conference and engage with key regulatory challenges and developing distribution opportunities. Discover the impact of Brexit on cross-border distribution, evolving investor demand and disclosure requirements, the future of outsourcing and third party ManCos, upcoming regulatory challenges for European managers, and much more.
 
Hear from asset managers and national financial regulators - learn more about developing asset-raising opportunities and grow your industry network.
 
Key sessions on the agenda:

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The Investment Operations Leaders Summit

Date: 
Wed, 2017-09-20 09:00
for: 
2 Days
event city: 
Location: 

Invest Ops will be bringing together 150+ COO’s and Heads of Investment Operations from leading buy side companies to define how to revolutionize cross-asset front to back operations.
 
Are you eager to benchmark your pre and post trade operations with those best-in-class?
 
Why you cannot afford to miss Invest Ops:
 
Access to buy side driven content in 4 interactive streams across 2 days designed to help you dramatically improve the efficiency of your operations to add value to the bottom line in current tough market conditions.
 

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Wealth 2.0

Date: 
Wed, 2017-11-29 09:00
for: 
2 Days
event city: 
Location: 

Wealth 2.0 will seek to bring together the global wealth and asset management community and will provide a platform for the industry to meet and formulate a way to move forward in this rapidly changing space.
 
A senior-level technology and strategy focused two-day event, Wealth 2.0 will discuss how the industry can utilise digital technology to help make the best investment decisions at the highest level of efficiency in order to retain current customers and attract new ones.

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