FATCA Compliance

Date: 
Wednesday, December 6, 2017 - 09:00
for: 
1 Day
event city: 
Location: 

With US FATCA legislation now published, the major focus is now on Reporting Solutions Considerations that are effective but not commercially onerous or operationally disruptive. 
 
A number of key drivers for success continue to impact the consistency and methods of how new accounts are opened, the Know Your Client (KYC) process, data management, income identification, financial accounts identification, and to a larger extent business processes that support customer identification, classification and disclosure.  What solution is key to the success of FATCA Reporting? Are their economical benefits in the segregation of US activities or re-organizing business functions to achieve compliance easily?
 
This intermediate level course explores FATCA requirements and guidance as set out by HMRC but is also relevant for participants from abroad. 

»

FATCA Compliance

Date: 
Wednesday, October 4, 2017 - 09:00
for: 
1 Day
event city: 
Location: 

With US FATCA legislation now published, the major focus is now on Reporting Solutions Considerations that are effective but not commercially onerous or operationally disruptive. 
 
A number of key drivers for success continue to impact the consistency and methods of how new accounts are opened, the Know Your Client (KYC) process, data management, income identification, financial accounts identification, and to a larger extent business processes that support customer identification, classification and disclosure.  What solution is key to the success of FATCA Reporting? Are their economical benefits in the segregation of US activities or re-organizing business functions to achieve compliance easily?
 
This intermediate level course explores FATCA requirements and guidance as set out by HMRC but is also relevant for participants from abroad. 

»

Regulations and Operational Compliance for Funds

Date: 
Thursday, December 7, 2017 - 09:00
for: 
1 Day
event city: 
Location: 

This practical one day workshop conducted by a fund management veteran will equip you with the most up-to-date knowledge about the latest regulation requirements which apply to the operations of authorised funds.
You will have a chance to explore the impact of MiFID 2, AIFMD, the latest developments in UCITS Funds as well as the key regulations in the FCA COLL sourcebook and RDR.

»

Regulations & Operational Compliance for Funds

Date: 
Friday, October 6, 2017 - 09:00
for: 
1 Day
event city: 
Location: 

This practical one day workshop conducted by a fund management veteran will equip you with the most up-to-date knowledge about the latest regulation requirements which apply to the operations of authorised funds.
You will have a chance to explore the impact of MiFID 2, AIFMD, the latest developments in UCITS Funds as well as the key regulations in the FCA COLL sourcebook and RDR.

»

CRS – Common Reporting Standard

Date: 
Thursday, December 7, 2017 - 09:00
for: 
1 Day
event city: 
Location: 

The Automatic exchange of financial account information is about improving transparency in the fight against tax evasion and in so doing protecting the integrity of the tax systems of the Participating Jurisdictions. Set up by OECD, CRS - Common Reporting Standard is an effort to coordinate globally efforts to increase tax transparency and will have a major impact on reporting requirements of financial institutions.
 
This highly practical 1 day course provides an overview of AEI reporting requirements but with strong focus on the reporting requirements of CRS/DAC and highlights the differences that apply under the other two regimes as well as FATCA. Conducted by an experienced City practitioner, the programme focuses on pragmatic aspects of setting up CRS framework and becoming compliant. 

»

CRS – Common Reporting Standard

Date: 
Thursday, October 5, 2017 - 09:00
for: 
1 Day
event city: 
Location: 

The Automatic exchange of financial account information is about improving transparency in the fight against tax evasion and in so doing protecting the integrity of the tax systems of the Participating Jurisdictions. Set up by OECD, CRS - Common Reporting Standard is an effort to coordinate globally efforts to increase tax transparency and will have a major impact on reporting requirements of financial institutions.
 
This highly practical 1 day course provides an overview of AEI reporting requirements but with strong focus on the reporting requirements of CRS/DAC and highlights the differences that apply under the other two regimes as well as FATCA. Conducted by an experienced City practitioner, the programme focuses on pragmatic aspects of setting up CRS framework and becoming compliant. 

»

Getting Prepared for the Regulatory Visit

Date: 
Friday, December 8, 2017 - 09:00
for: 
1 Day
event city: 
Location: 

This practical 1 day course conducted by a compliance expert with many years of regulatory experience is designed to prepare you to face any potential interaction with the FCA or PRA - from the initial exchange of letters to the visit itself. It can be quite a stressful experience, especially for senior management and being well prepared means that you can avoid unnecessary stress and potential fines for your organization.

»

Getting Prepared for the Regulatory Visit

Date: 
Friday, September 29, 2017 - 09:00
for: 
1 Day
event city: 
Location: 

This practical 1 day course conducted by a compliance expert with many years of regulatory experience is designed to prepare you to face any potential interaction with the FCA or PRA - from the initial exchange of letters to the visit itself. It can be quite a stressful experience, especially for senior management and being well prepared means that you can avoid unnecessary stress and potential fines for your organization.

»

Pages

specialreports
other gfm publications
GFM corporate logo