UCITS Funds

Date: 
Thursday, December 6, 2018 - 08:30
for: 
1 Day
event city: 
Location: 

This practical one day course is designed to provide an insight into the area of UCITS, showing how funds may select eligible assets and demonstrate how these instruments may be employed to achieve different investment objectives.
 
You will learn about the main characteristics of UCITS, their structure and objectives as well as about the key risk and performance indicators. Setting up funds in different jurisdictions and organising fund management and oversight will be discussed in detail. 
 
You will learn about the regulatory reporting requirements, fund authorisation and distribution process as well as about organising effective governance and compliance monitoring structures.
 
By the end of this course you will have a solid understanding of:

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CRS and FATCA Reporting and Compliance

Date: 
Monday, December 3, 2018 - 08:30
for: 
1 Day
event city: 
Location: 

This practical 1 day course provides a thorough examination of both regimes, presenting a comparative review and analysis of key differences and common areas. You will learn about the requirements and solutions for complying with both regimes as well as about the key classifications, definitions and evaluations. Conducted by a practitioner who worked on FATCA and CRS implementation projects at some of the major institutions the course provides real-life examples and case studies. 
 
By the end of the programme you will have a solid understanding of:

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MiFID Compliance

Date: 
Tuesday, December 4, 2018 - 08:30
for: 
1 Day
event city: 
Location: 

The original MiFID Transaction Reporting provides a platform for European Market participants to gain an appreciation of changes introduced by MiFID II and get ahead of the forthcoming MiFIR Transaction Reporting through developing a reporting model to suit their business.
 
This one-day course conducted by a City expert provides an overview of the original MiFID transaction reporting, identifies the changes introduced by MiFID II, discuss MiFIR and highlights how MiFID can help pave the way for better MiFIR Transaction Reporting.
 
By the end of this training you will learn about: 

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Senior Managers Regime

Date: 
Friday, November 16, 2018 - 08:30
for: 
1 Day
event city: 
Location: 

In March 2016 the first tranche of Senior Managers Regime came into force and the FCA has confirmed that the financial institutions will be subject to compliance by March 2018 as a replacement of the current Approved Persons regime.

Attending this one day course will give you an overview of what the regulator requires of senior managers and what this means to the firm as a whole. Learn about key considerations and actions, what needs to be done and the responsibilities to be adopted by those of significant influence within your firm.

By the end of the course delegates will be able to:

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CASS – Managing Client Money and Assets

Date: 
Thursday, November 15, 2018 - 08:30
for: 
1 Day
event city: 
Location: 

This very practical 1 day course conducted by an expert with over 20 years of experience within the sector will provide a thorough overview of the CASS regulation, its scope and requirements and prepare participants to effectively comply with it. You will learn about the principles of clients' money and asset protection, how to segregate and hold funds and keep records. You will also learn about the reporting requirements and how to set up all the processes and operations in order to stay compliant.

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Inside ETFs Europe 2018

Date: 
Mon, 2018-10-01 08:00
for: 
2 Days
event city: 
Location: 

Passive investing for sophisticated investors.

1 – 2 October 2018  |  Royal Lancaster, london
 
Save 10% courtesy of GFM with VIP code FKF2247GFML
 
Head to Inside ETFs Europe 2018 and get the latest market intelligence from Europe’s leading ETF conference.
 
Here are five reasons why this year’s event is not to be missed!

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FIMA

Date: 
Tue, 2018-11-27 08:30
for: 
2 Days
event city: 
Location: 

Download Agenda: https://bit.ly/2tI0VKv
Register Now: https://bit.ly/2lyF5Fr
Discount Code: FIMAHW18
 
Now in our 18th year, FIMA has continued to position itself as the leading voice in the financial data industry and an unmissable global networking event. Join and network with over 500 buy- and sell-side data leaders and help shape the future of enterprise data management.
 
Hear presentations from industry leaders on how privacy regulations GDPR and BCBS239 are transforming data accountability, using automation to deploy available solutions for governance, quality management and analysis and bringing in cloud and mobile infrastructure to increase analysis and better data management.

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Regulations and Compliance

Date: 
Tue, 2018-09-18 08:30
for: 
2 Days
event city: 
Location: 

With the industry amidst a wave of digital transformation and organisations battling with the deluge of both domestic and global regulations, never has it been more important to gain an edge over the competition. What better way to address these challenges than to meet with similar people from a wealth of large and complex financial organisations.

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